We represent clients in major areas of securities law. Our securities attorneys advise and represent clients in securities transactions, SEC filings and other compliance matters. We assist our clients in connection with initial and follow-on private offerings of all types, including equity and debt offerings, act as continuing legal counsel in private placements of securities, including those sold under Regulation D, Rule 144A, and Regulation S, Regulation A+ and newer exempt offerings. We also advise publicly traded companies on corporate governance, disclosure, reporting and compliance obligations under federal and state law.


Our attorneys have extensive experience in the area of private securities offerings, representing issuers, private placement agents, institutional investors, and venture capital firms. Our attorneys have represented many issuers and their placement agents in connection with private placements of all types of equity and debt securities. Private placements may be the first stop for a venture capital or entrepreneurial client, or an alternative for a well-established issuer needing to raise capital when the public equity markets are unavailable. The firm assists clients through the entire process, from drafting of the Private Placement Memorandum, to filing all necessary disclosures, including Form Ds with federal and state securities agencies.

For more information on our Securities Practice, please call (303) 623-9133.